1.2 DASH Financial Technologies LLC 2022 4 2023-01-26T19:34:16Z 2022 10 69.56 22.31 65.36 0.00 12.32 NASDAQ 13.22 0.00 0.00 15.45 13.19 -5.0600 -0.0666 1602.5700 0.3057 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Citadel ATS 10.05 0.00 0.00 0.00 10.21 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. TwoSigma 9.19 0.00 0.00 0.00 9.34 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. Cboe EDGX 7.94 0.00 0.00 5.45 7.98 -5.3200 -0.1716 725.2700 0.2848 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE Arca 6.99 0.00 0.00 58.48 6.17 -29.0400 -0.2134 542.8600 0.2993 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Members Exchange 6.69 0.00 0.00 0.00 6.79 449.0700 0.2995 Members Exchange (MEMX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ NYSE 6.02 0.00 0.00 15.45 5.87 -4.6700 -0.1831 600.4300 0.2898 New York Stock Exchange (NYSE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees Cboe BZX 5.27 0.00 0.00 5.15 5.27 -7.1100 -0.1693 347.3200 0.3067 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ GS Sigma-X 3.80 0.00 0.00 0.00 3.86 30.1000 0.1001 Goldman Sachs (GSSIGX) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to GS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. UBS ATS 3.46 0.00 0.00 0.00 3.52 30.6900 0.1000 UBS (UBSA) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. 79.98 15.25 52.76 0.00 32.00 NASDAQ 7.96 0.00 0.00 10.20 8.05 -117.6100 -0.2928 24786.5600 0.3049 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 NYSE Arca 7.46 0.00 0.00 56.91 7.34 -170.9600 -0.1838 19185.4800 0.2995 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe EDGX 7.28 0.00 0.00 9.72 7.36 -36.6400 -0.2655 17750.5600 0.2846 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Cboe BZX 5.43 0.00 0.06 9.40 5.48 -0.3000 -0.3000 -57.8500 -0.2823 9309.6400 0.3088 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Citadel ATS 5.09 0.00 0.00 0.00 5.17 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Two Sigma 4.43 0.00 0.00 0.00 4.50 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. Jane Street 4.35 0.00 0.00 0.00 4.42 Jane Street (JSJX) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. CS CrossFinder 4.24 0.00 0.00 0.00 4.31 598.9100 0.1000 Credit Suisse (DSTAR) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. UBS ATS 4.16 0.00 0.00 0.00 4.23 739.2100 0.1000 UBS (UBSA) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. Virtu Americas LLC 4.15 0.00 0.00 0.00 4.22 0.1000 0.0000 Virtu America LLC - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. 0.01 0.08 1.63 0.00 98.29 NYSE Arca 87.85 0.00 4.80 80.52 88.31 -2424.1100 -0.6051 -272251.8000 -0.2107 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe C1 2.23 0.00 30.36 0.67 2.08 3614.4000 0.0307 -17.9600 -0.0492 68410.7100 0.2494 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe BZX 1.82 0.00 0.02 5.28 1.82 -859.5100 -0.5219 210119.9900 0.4008 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ MIAX 1.34 0.00 18.93 8.31 1.24 -20813.0700 -0.2038 -874.7200 -0.1812 -12619.5500 -0.1194 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04292020.pdf NASDAQ 1.29 0.00 0.00 1.52 1.30 -41.7100 -0.4300 162506.8400 0.4644 NASDAQ Options Market (NSDQO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 NASDAQ PHLX 1.19 0.00 0.00 0.30 1.19 -39.0000 -0.2407 16935.7300 0.1521 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to PHLX, Dash preferences Susquehanna for Exchange Marketing Fee purposes. However, Belvedere may be preferenced for a subset of symbols. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 NASDAQ BX 0.84 0.00 0.00 0.00 0.85 98836.4100 0.4288 NASDAQ BX Options (NOBO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 Cboe EDGX 0.82 0.00 10.87 0.00 0.76 -2922.8200 -0.4645 -23893.8700 -0.2102 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to EDGO, Dash preferences Susquehanna for Exchange Marketing Fee purposes. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ NASDAQ ISE 0.81 0.00 3.16 0.00 0.80 6549.0500 0.4131 -2087.0900 -0.0207 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 BOX 0.44 0.00 18.23 2.37 0.34 -18508.3500 -0.2274 16.6700 0.0299 -9955.4800 -0.1034 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/ 2022 11 72.17 17.71 61.48 0.00 20.80 NASDAQ 15.35 0.00 0.00 16.14 15.34 -3.1200 -0.1542 1405.1000 0.3079 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Citadel ATS 9.12 0.00 0.00 0.00 9.31 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Cboe EDGX 8.99 0.00 0.00 6.35 9.04 -0.2800 -0.2800 698.3600 0.2848 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Two Sigma 8.44 0.00 0.00 0.00 8.62 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. NYSE Arca 7.69 0.00 0.00 55.82 6.68 -19.2500 -0.1767 380.3400 0.2952 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Members Exchange 7.24 0.00 0.00 0.00 7.39 361.0600 0.3000 Members Exchange (MEMX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ NYSE 6.52 0.00 0.00 16.14 6.32 -3.1900 -0.1679 475.4400 0.2913 New York Stock Exchange (NYSE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees Cboe BZX 5.94 0.00 0.00 5.56 5.95 -0.8500 -0.1700 304.0200 0.3088 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ IEX 3.45 0.00 0.00 0.00 3.52 41.6600 0.0726 Investors Exchange (IEX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://iextrading.com/trading/fees/ GS Sigma-X 3.06 0.00 0.00 0.00 3.13 27.1800 0.1000 Goldman Sachs (GSSIGX) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to GS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. 77.38 12.59 61.65 0.00 25.75 NASDAQ 7.66 0.00 0.00 12.46 7.77 -87.9700 -0.2390 22529.6800 0.3049 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Cboe EDGX 7.25 0.00 0.00 9.84 7.36 -27.5500 -0.2043 18644.4200 0.2848 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE Arca 7.11 0.00 0.00 54.08 7.01 -142.8000 -0.2177 18428.7500 0.3004 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe BZX 5.29 0.00 0.03 9.42 5.36 -0.2900 -0.2900 -42.9200 -0.2065 8925.5300 0.3092 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Citadel ATS 5.11 0.00 0.00 0.00 5.23 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Two Sigma 4.50 0.00 0.00 0.00 4.60 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. Virtu Americas LLC 4.47 0.00 0.00 0.00 4.57 0.4000 0.0000 Virtu America LLC - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. UBS ATS 4.24 0.00 0.00 0.00 4.34 690.3600 0.1000 UBS (UBSA) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. Jane Street 4.21 0.00 0.00 0.00 4.30 Jane Street (JSJX) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. Members Exchange 4.20 0.00 0.00 0.00 4.29 7540.8400 0.3000 Members Exchange (MEMX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ 0.01 0.10 1.84 0.00 98.06 NYSE Arca 83.30 0.00 0.38 37.98 83.80 -4.9000 -0.4900 -1621.6700 -0.5312 -293765.7500 -0.2367 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe C1 3.07 0.00 30.93 1.15 2.91 -235.4600 -0.0025 -4.9900 -0.6238 84934.6200 0.2732 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe BZX 2.44 0.00 0.17 14.12 2.45 -394.4100 -0.4775 206711.2100 0.3892 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ NASDAQ 2.23 0.00 0.00 3.63 2.24 -46.8700 -0.4300 180695.1700 0.4671 NASDAQ Options Market (NSDQO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 MIAX 1.79 0.00 20.33 24.05 1.68 -20509.3700 -0.2470 -798.0900 -0.2033 -10554.4000 -0.1124 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04292020.pdf NASDAQ PHLX 1.66 0.00 0.01 2.29 1.67 -0.2500 -0.0089 26655.1600 0.2120 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to PHLX, Dash preferences Susquehanna for Exchange Marketing Fee purposes. However, Belvedere may be preferenced for a subset of symbols. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Cboe EDGX 1.16 0.00 10.71 0.00 1.11 -2252.4200 -0.4595 -10339.6700 -0.1096 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to EDGO, Dash preferences Susquehanna for Exchange Marketing Fee purposes. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ NASDAQ ISE 1.03 0.00 3.74 0.00 1.01 5998.3700 0.4089 -3503.6400 -0.0427 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 NASDAQ BX 1.00 0.00 0.00 0.00 1.01 98493.3500 0.4574 NASDAQ BX Options (NOBO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 BOX 0.55 0.00 19.70 12.40 0.43 -16130.0400 -0.2610 -221.9000 -0.1296 -6624.3800 -0.0651 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/ 2022 12 54.84 19.75 60.47 0.00 19.78 NASDAQ 15.84 0.00 0.00 13.48 15.89 -1.9100 -0.1910 1066.7800 0.3074 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Two Sigma 11.56 0.00 0.00 0.00 11.76 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. NYSE Arca 10.33 0.00 0.00 48.91 9.65 -29.6600 -0.2399 321.8900 0.3048 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Citadel ATS 9.11 0.00 0.00 0.00 9.27 -24.2200 -0.0025 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Cboe BZX 7.79 0.00 0.00 11.96 7.72 -0.8500 -0.1700 175.8100 0.3090 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Cboe EDGX 7.37 0.00 0.00 12.17 7.28 -0.5500 -0.1375 528.4100 0.2849 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Members Exchange 6.15 0.00 0.00 0.00 6.26 225.7600 0.3000 Members Exchange (MEMX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ NYSE 5.44 0.00 0.00 13.48 5.30 -1.7200 -0.2150 310.0600 0.2912 New York Stock Exchange (NYSE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees IEX 4.51 0.00 0.00 0.00 4.59 29.1100 0.0943 Investors Exchange (IEX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://iextrading.com/trading/fees/ Virtu Americas LLC 3.65 0.00 0.00 0.00 3.71 -16.6100 -0.0141 Virtu America LLC - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. 74.29 14.54 65.64 0.00 19.82 NASDAQ 8.57 0.00 0.00 8.15 8.74 -47.2600 -0.3193 27926.5800 0.3052 NASDAQ Exchange (NSDQE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Cboe EDGX 8.48 0.00 0.00 6.28 8.65 -14.5600 -0.2800 25729.4800 0.2849 CBOE EDGX U.S. Equities Exchange (EDGX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE Arca 7.53 0.00 0.00 71.05 7.45 -75.6600 -0.2045 21439.1700 0.3004 NYSE Arca Equities (ARCAE) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe BZX 5.53 0.00 0.00 6.38 5.63 -23.2800 -0.2941 11158.6200 0.3091 CBOE BZX U.S. Equities Exchange (BATS) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Citadel ATS 4.74 0.00 0.00 0.00 4.84 -60.0900 -0.0017 Citadel - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Citadel. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Virtu Americas LLC 4.60 0.00 0.00 0.00 4.70 -114.4500 -0.0041 Virtu America LLC - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Members Exchange 4.39 0.00 0.00 0.00 4.49 8797.4700 0.3000 Members Exchange (MEMX) - Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ Two Sigma 4.24 0.00 0.00 0.00 4.33 Two Sigma (2SIGMA) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. UBS ATS 3.87 0.00 0.00 0.00 3.96 598.2400 0.1000 UBS (UBSA) - Dash paid the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Due to the pass-through nature of some of these payments, the aforementioned amount is passed back to the originator of the order. Jane Street 3.87 0.00 0.00 0.00 3.96 Jane Street (JSJX) - DASH did not receive any PFOF nor did it pay any fee for orders routed to this venue. 0.01 0.05 1.46 0.00 98.49 NYSE Arca 80.73 0.00 0.00 36.48 81.08 -965.3900 -0.6208 -262331.8600 -0.2641 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf CBOE 3.48 0.00 33.04 0.63 3.35 8164.1500 0.1090 6.3300 0.3956 37033.5700 0.1337 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to CBOE, Dash preferences Susquehanna for Exchange Marketing Fee purposes. However, Belvedere may be preferenced for a subset of symbols. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe BZX 2.65 0.00 0.00 14.15 2.65 -173.6100 -0.4581 107192.0600 0.3476 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ NASDAQ 2.21 0.00 0.00 9.12 2.22 -101.5300 -0.4553 164394.0500 0.4753 NASDAQ Options Market (NSDQO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 MIAX 1.92 0.00 18.39 28.62 1.85 -14519.2600 -0.2913 -547.0700 -0.2687 -23255.1300 -0.1947 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04292020.pdf NASDAQ PHLX 1.47 0.00 0.00 0.00 1.48 23867.1700 0.2218 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to PHLX, Dash preferences Susquehanna for Exchange Marketing Fee purposes. However, Belvedere may be preferenced for a subset of symbols. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Cboe EDGX 1.46 0.00 10.18 0.00 1.42 -2297.9700 -0.4640 -11016.4800 -0.1283 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. The payment amount reflected in this report includes a rebate received from preferencing a market maker. This rebate could be received directly from the market maker or from the exchange as part of the Exchange Marketing Fee arrangement. With respect to orders routed to EDGO, Dash preferences Susquehanna for Exchange Marketing Fee purposes. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ NASDAQ BX 1.34 0.00 0.00 0.00 1.35 107116.9500 0.4941 NASDAQ BX Options (NOBO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 NASDAQ ISE 1.22 0.00 4.53 0.00 1.21 8439.7700 0.4396 -9254.7200 -0.1004 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 BOX 0.96 0.00 19.66 9.43 0.88 -10680.1800 -0.2474 -18.7000 -0.0356 -9247.2800 -0.0766 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/