1.2 DASH Financial Technologies LLC 2023 3 2023-10-26T20:40:34Z 2023 7 75.94 19.52 71.76 0.00 8.72 Citadel ATS 31.85 0.00 0.00 0.00 32.16 -308.2695 -0.0225 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Virtu 18.06 0.00 0.00 0.00 18.24 -317.1055 -0.0397 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. NASDAQ 5.84 0.00 0.00 17.42 5.73 -1.6750 -0.3350 614.8199 0.3071 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Two Sigma 5.03 0.00 0.00 0.00 5.07 Two Sigma (2SIGMA) - DASH does not receive any rebates or fees for orders routed to this venue. Tower Research 4.79 0.00 0.00 0.00 4.84 -2.4240 -0.0117 Tower Research (TRCX) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Level ATS 4.28 0.00 0.00 0.00 4.33 11.3875 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. Sage ATS 3.60 0.00 0.00 0.00 3.63 -79.3045 -0.0500 Sage ATS(CLST) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Cboe EDGX 3.40 0.00 0.00 12.88 3.31 -0.5600 -0.2800 356.8471 0.2955 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE 3.07 0.00 0.00 10.61 2.99 -0.4200 -0.2100 246.3581 0.2887 New York Stock Exchange (NYSE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees Members Exchange 2.51 0.00 0.00 0.00 2.53 175.0219 0.3048 Members Exchange (MEMX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ 83.05 12.34 58.35 0.00 29.31 Citadel ATS 10.91 0.00 0.00 0.00 11.05 -1629.9935 -0.0209 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. NASDAQ 7.66 0.00 0.00 15.98 7.71 -20.2402 -0.3207 19033.9801 0.3053 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Virtu 7.33 0.00 0.00 0.00 7.42 -1355.3905 -0.0293 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. NYSE Arca 6.71 0.00 0.00 38.66 6.69 -21.9282 -0.2334 16585.7673 0.3009 NYSE Arca Equities (ARCAE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe EDGX 6.53 0.00 0.00 15.55 6.56 -8.1050 -0.2615 13333.3363 0.2945 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Cboe BZX 6.41 0.00 0.00 16.85 6.44 -11.7700 -0.2675 8638.7374 0.3088 CBOE BZX U.S. Equities Exchange (BATS) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ UBS ATS 4.18 0.00 0.00 0.00 4.23 598.3050 0.1000 UBS (UBSA) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Level ATS 3.90 0.00 0.00 0.00 3.95 113.2615 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. Members Exchange 3.87 0.00 0.00 0.00 3.92 6370.0229 0.3050 Members Exchange (MEMX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ Tower Research 3.85 0.00 0.00 0.00 3.90 -1786.3950 -0.1487 Tower Research (TRCX) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. 0.02 0.00 2.97 0.00 97.02 NYSE Arca 77.47 0.00 0.01 29.94 77.79 -1.4700 -0.4900 -548.1800 -0.5296 -262477.4800 -0.2881 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe BZX 6.66 0.00 0.04 14.97 6.68 -16.9300 -0.4455 57584.1400 0.2402 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ NASDAQ 4.05 0.00 0.00 10.51 4.06 -13.8000 -0.2000 150624.9600 0.4878 NASDAQ Options Market (NOM) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 Cboe C1 3.45 0.00 40.48 0.64 3.30 9025.8300 0.1333 1.0000 0.0833 49135.3350 0.2741 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf NASDAQ PHLX 1.30 0.00 0.00 0.00 1.30 7027.7300 0.0717 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 NASDAQ BX 1.24 0.00 0.00 0.00 1.25 142051.3700 0.5062 NASDAQ BX (BX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 MIAX 1.17 0.00 16.66 11.15 1.10 -11971.0600 -0.2280 -172.9500 -0.2186 -4669.1988 -0.0676 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/fees Cboe EDGX 0.90 0.00 9.17 0.00 0.87 -1409.2600 -0.4696 4202.7300 0.0633 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ BOX 0.83 0.00 19.44 25.16 0.75 -9978.1900 -0.1745 29.0000 0.0282 923.1300 0.0072 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/ NASDAQ ISE 0.81 0.00 7.12 0.00 0.78 9143.6600 0.4521 -8077.0200 -0.0677 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 2023 8 78.45 22.44 72.86 0.00 4.70 Citadel ATS 34.00 0.00 0.00 0.00 34.51 -338.7865 -0.0263 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Virtu 18.56 0.00 0.00 0.00 18.84 -304.4010 -0.0366 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Two Sigma 7.52 0.00 0.00 0.00 7.63 Two Sigma (2SIGMA) - DASH does not receive any rebates or fees for orders routed to this venue. Sage ATS 5.88 0.00 0.00 0.00 5.97 -75.1475 -0.0500 Sage ATS(CLST) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. NASDAQ 4.90 0.00 0.00 16.76 4.72 -11.7250 -0.3350 362.3484 0.3067 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Level ATS 3.85 0.00 0.00 0.00 3.91 11.3855 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. Tower Research 3.20 0.00 0.00 0.00 3.25 -1.0590 -0.0044 Tower Research (TRCX) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Cboe EDGX 2.66 0.00 0.00 14.05 2.49 -5.0400 -0.2800 253.4932 0.2958 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE 2.59 0.00 0.00 12.43 2.44 -1.4800 -0.2114 164.3528 0.2894 New York Stock Exchange (NYSE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees NYSE Arca 2.05 0.00 0.00 40.00 1.49 -16.0297 -0.2818 111.2712 0.3094 NYSE Arca Equities (ARCAE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf 90.04 11.94 62.57 0.00 25.49 Citadel ATS 9.38 0.00 0.00 0.00 9.53 -2739.2605 -0.0117 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. NASDAQ 8.70 0.00 0.00 14.67 8.81 -59.2150 -0.3384 44961.9167 0.3059 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Cboe EDGX 7.30 0.00 0.02 11.80 7.39 -17.9200 -0.2800 31127.9833 0.2950 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ NYSE Arca 6.30 0.00 0.00 47.81 6.31 -54.3308 -0.2624 34932.5147 0.3015 NYSE Arca Equities (ARCAE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Virtu 6.29 0.00 0.00 0.00 6.38 -1545.1345 -0.0204 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Cboe BZX 5.05 0.00 0.00 15.89 5.10 -27.0400 -0.2817 18203.6715 0.3098 CBOE BZX U.S. Equities Exchange (BATS) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ UBS ATS 4.94 0.00 0.00 0.00 5.02 1548.9300 0.1000 UBS (UBSA) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Level ATS 4.63 0.00 0.00 0.00 4.70 350.9400 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. Members Exchange 3.80 0.00 0.00 0.00 3.86 13591.3697 0.3050 Members Exchange (MEMX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ Intelligent Cross 3.73 0.00 99.98 0.00 2.43 168.2224 0.0800 284.7176 0.0800 Intelligent Cross (INCR) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Intelligent Cross. 0.02 0.05 3.60 0.00 96.35 NYSE Arca 75.87 0.00 0.02 41.67 76.14 -1.9600 -0.4900 -1603.4300 -0.6198 -309384.5800 -0.2969 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe BZX 8.55 0.00 0.06 15.71 8.58 10.5600 0.4800 -42.2500 -0.2500 77836.7200 0.3287 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ NASDAQ 4.92 0.00 0.00 9.94 4.93 -26.7000 -0.1435 143979.6400 0.4792 NASDAQ Options Market (NOM) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 Cboe C1 3.20 0.00 40.27 1.28 3.07 11219.8150 0.1633 25.2750 0.8425 68655.4050 0.2948 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf NASDAQ BX 1.34 0.00 0.03 0.00 1.34 -0.6800 -0.3400 194616.8900 0.5082 NASDAQ BX (BX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 NASDAQ PHLX 1.06 0.00 0.00 0.00 1.06 9211.7900 0.0879 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 MIAX 1.03 0.00 15.06 13.46 0.97 -12258.4200 -0.2636 -310.2500 -0.1799 -9687.0876 -0.1181 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/fees NASDAQ ISE 0.76 0.00 9.67 0.00 0.73 8529.6700 0.4443 6548.1900 0.0417 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 Cboe EDGX 0.71 0.00 8.31 0.00 0.68 -1124.7100 -0.4130 17122.6900 0.1980 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ BOX 0.68 0.00 19.47 12.18 0.61 -7598.8300 -0.1518 -10.9500 -0.0171 -2478.1500 -0.0172 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/ 2023 9 70.54 18.26 73.98 0.00 7.76 Citadel ATS 28.14 0.00 0.00 0.00 28.48 -373.6645 -0.0287 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. Virtu 18.46 0.00 0.00 0.00 18.68 -358.3170 -0.0393 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. Two Sigma 9.50 0.00 0.00 0.00 9.61 Two Sigma (2SIGMA) - DASH does not receive any rebates or fees for orders routed to this venue. Sage ATS 7.53 0.00 0.00 0.00 7.62 -128.9570 -0.0500 Sage ATS(CLST) - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. NASDAQ 4.90 0.00 0.00 17.48 4.75 -5.3600 -0.3350 594.6245 0.3075 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Cboe EDGX 3.55 0.00 0.00 16.02 3.40 -1.9600 -0.2800 398.2170 0.3000 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Level ATS 3.31 0.00 0.00 0.00 3.35 11.1505 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. NYSE Arca 2.80 0.00 0.00 36.41 2.39 -9.2189 -0.2485 195.8511 0.3088 NYSE Arca Equities (ARCAE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe BZX 2.31 0.00 0.00 17.48 2.13 -3.0800 -0.2800 111.2224 0.3098 CBOE BZX U.S. Equities Exchange (BATS) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ NYSE 2.18 0.00 0.00 12.62 2.05 -0.5900 -0.1967 152.2891 0.2850 New York Stock Exchange (NYSE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/markets/nyse/trading-info/fees 87.64 13.54 64.59 0.00 21.87 Virtu 8.03 0.00 0.00 0.00 8.17 -2599.1855 -0.0207 Virtu America LLC. - Dash received the amounts identified in the disclosure for routing certain held orders in listed equities to Virtu. Due to the pass-through nature of some of these payments, most of the aforementioned amount is passed back to the originator of the order with the exception of a small routing/connectivity fee that may be retained by Dash. NASDAQ 7.56 0.00 0.00 16.94 7.65 -72.0476 -0.3358 59284.8796 0.3060 NASDAQ Exchange (NSDQE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Citadel ATS 7.50 0.00 0.00 0.00 7.63 -938.5265 -0.0249 Citadel ATS - DASH does not pay any fee for orders routed to this venue but may receive rebates for routing certain held orders in listed equities to this venue. Due to the pass-through nature of these payments, rebates are passed back to the originator of the order. NYSE Arca 6.44 0.00 0.00 38.78 6.46 -78.8414 -0.2742 47775.7021 0.3017 NYSE Arca Equities (ARCAE) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Cboe EDGX 6.24 0.00 0.00 14.08 6.32 -27.1200 -0.2685 41951.1566 0.2999 CBOE EDGX U.S. Equities Exchange (EDGX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ Cboe BZX 5.56 0.00 0.00 17.55 5.62 -37.7099 -0.2808 28466.6547 0.3097 CBOE BZX U.S. Equities Exchange (BATS) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ UBS ATS 4.45 0.00 0.00 0.00 4.53 1827.6310 0.1000 UBS (UBSA) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to UBS. Level ATS 4.28 0.00 0.00 0.00 4.35 644.5315 0.0500 Level (LEVL) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Level. Members Exchange 3.82 0.00 0.00 0.00 3.89 18099.7711 0.3100 Members Exchange (MEMX) - DASH routes equity orders to the U.S. Equity Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule can be found here - https://info.memxtrading.com/fee-schedule/ Intelligent Cross 3.79 0.00 100.00 0.00 2.35 290.4744 0.0800 313.7784 0.0800 Intelligent Cross (INCR) - DASH pays the amounts identified in the disclosure for routing certain held orders in listed equities to Intelligent Cross. 0.02 0.09 4.31 0.00 95.59 NYSE Arca 73.06 0.00 0.01 44.26 73.59 -12.2500 -0.4900 -603.4100 -0.5233 -236757.8100 -0.2713 NYSE ARCA Options (ARCA) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe C1 6.70 0.00 39.26 1.20 6.47 11900.2850 0.1321 23.7000 0.9875 68649.4725 0.2389 CBOE Exchange, Inc. (CBOE) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe BZX 4.75 0.00 0.11 12.68 4.78 18.7200 0.4800 -39.3800 -0.3053 58020.6900 0.2413 CBOE BZX Options Exchange (BATO) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://markets.cboe.com/us/options/membership/fee_schedule/bzx/ NASDAQ 3.32 0.00 0.00 9.57 3.34 -16.4000 -0.2000 156393.0500 0.4777 NASDAQ Options Market (NOM) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207 NASDAQ BX 1.82 0.00 0.01 0.00 1.84 148881.5100 0.5125 NASDAQ BX (BX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Options%207 MIAX 1.70 0.00 13.52 14.11 1.61 -14272.4500 -0.2597 -392.3800 -0.2864 -7707.0806 -0.0892 MIAX Options (MIAX) DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://www.miaxoptions.com/fees NASDAQ PHLX 1.69 0.00 0.02 0.00 1.71 9203.1800 0.0983 NASDAQ PHLX (PHLX)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 NASDAQ ISE 1.65 0.00 10.23 0.00 1.59 12795.6800 0.4433 15733.5100 0.1195 NASDAQ ISE (ISE)- DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 Cboe EDGX 1.16 0.00 7.46 0.00 1.12 -3326.2800 -0.4304 6207.7300 0.0873 CBOE EDGX Options Exchange (EDGO) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Exchange Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here -https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ BOX 1.00 0.00 20.33 12.20 0.85 -6916.8800 -0.1107 -16.5000 -0.0148 -2859.5600 -0.0244 BOX Options (BOX) - DASH routes option orders to the U.S. Option Exchanges and may collect payment in accordance with exchange's published rates. Fees (and rebates) are non-negotiable and are set by the exchange. The fee schedules may contain tiers based on volume thresholds. Detailed fee schedule is available here - https://boxoptions.com/regulatory/fee-schedule/